Andrew Cuomo filed a lawsuit against the brokerage unit of Charles Schwab, claiming that the firm misled customers about the safety of auction-rate securities.
andrew cuomoNew York Attorney General Sues Schwab UnitNYT > Business Mon, 08/17/2009 - 11:36
Andrew Cuomo filed a lawsuit against the brokerage unit of Charles Schwab, claiming that the firm misled customers about the safety of auction-rate securities. DealBook: Cuomo Report Details Wall St. BonusesNYT > Business Thu, 07/30/2009 - 11:18
Andrew Cuomo, New York’s attorney general, denounced Wall Street’s compensation system in a report that outlined his office’s investigation into pay practices at investment banks. |