A Federal regulator is being asked to spell out more clearly rules for when securities firms can mingle money from different clients' accounts.
cftcCFTC asked to rule on handling separate accountsNewsvine - business Tue, 11/22/2011 - 13:58
A Federal regulator is being asked to spell out more clearly rules for when securities firms can mingle money from different clients' accounts. Tags:
SEC, CFTC agree on derivatives oversightNewsvine - business Tue, 06/23/2009 - 10:01
The heads of two federal agencies with financial oversight responsibilities have told Congress that their jurisdiction can be split over the instruments blamed for hastening the global economic crisis. |